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Compliance Analyst

Job Description

As our Compliance Analyst you will:

Play a critical role in the market compliance team to support the Market Compliance Officer - Thailand in implementing the Thailand Compliance program.

Key Responsibilities:

  • Maintains oversight of key regulatory changes and support the implementation of new regulations. This involves working closely with the business to design new processes in accordance to regulatory requirements.
  • Develops, implements, maintains and enhances ongoing AML programs across the business.
  • Performs the review of advertisements, marketing materials and sales scripts for compliance implications.
  • Drafts compliance policies and follows through to ensure implementation of procedures and monitoring programs by relevant business units.
  • Assists with managing internal audits, regulator examination and other related reviews.
  • Provides compliance support and advice to business concerning compliance related matters as well as laws & regulations implementation
  • Assists with drafting compliance reports
  • Performs compliance monitoring and testing according to a risk based plan. Identifies compliance gaps and work with the business to remediate the gaps.
  • Supports business initiatives and compliance programs.

Minimum Qualifications

We seek a highly motivated individual, who is keen to further develop his/her career and expertise within the compliance field.

  • The individual in this position must be a self-starter and must have the ability to multi-task
  • Ability to work effectively across multiple business units and to interact with all levels of management and staff. 
  • Experience in project management, tracking tasks against milestones and handle various stakeholders.
  • Independent worker with a keen interest to learn new tasks.
  • At least 3-5 years Compliance experience
  • Knowledge and experience in AML Laws & Regulations is highly preferred.
  • Audit Big Four or Law Firm background is preferred
  • University Degree
  • Credit card business / Banking industry background is an advantage.
  •  Language: English and Fluent in Thai (Speaking, writing and listening)

Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.


ReqID: 20008903
Schedule (Full-Time/Part-Time): Full-time
Date Posted: Dec 10, 2020, 8:20:51 PM